Job Overview:
Are you passionate about ensuring financial integrity and compliance? Join our client team as a SOX Compliance Analyst and play a key role in maintaining our adherence to the Sarbanes-Oxley Act (SOX) requirements. In this role, you will support the development, implementation, and monitoring of SOX compliance programs to ensure robust internal controls and accurate financial reporting.
Key Responsibilities:
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SOX Compliance Monitoring:
- Assist in the implementation and maintenance of SOX controls across various business processes.
- Conduct regular reviews and testing of internal controls to ensure compliance with SOX requirements.
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Documentation and Reporting:
- Develop and maintain documentation for SOX controls, including control narratives, process maps, and testing plans.
- Prepare and present reports on the effectiveness of internal controls and compliance status to management.
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Control Testing and Evaluation:
- Perform detailed testing of controls to evaluate their effectiveness and identify any gaps or deficiencies.
- Work with various departments to address control deficiencies and implement corrective actions.
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Risk Assessment:
- Participate in risk assessments to identify potential areas of risk and ensure appropriate controls are in place.
- Support the development of risk mitigation strategies and control enhancements.
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Internal Collaboration:
- Collaborate with internal audit, finance, and operational teams to ensure cohesive and efficient compliance processes.
- Provide guidance and support to internal stakeholders on SOX compliance matters and best practices.
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Continuous Improvement:
- Stay updated with changes in SOX regulations and industry standards.
- Contribute to the continuous improvement of compliance processes and internal control systems.
Qualifications:
- Education: Bachelor’s degree in Accounting, Finance, Business Administration, or a related field. Relevant certifications (e.g., CPA, CIA) are a plus.
- Experience: Minimum of 2-4 years of experience in SOX compliance, internal audit, or related fields.
- Skills:
- Strong understanding of SOX regulations and internal control frameworks.
- Excellent analytical and problem-solving skills.
- Detail-oriented with strong organizational and documentation abilities.
- Effective communication skills, with the ability to present complex information clearly.
- Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint) and familiarity with audit management software.