Our client, a prestigious and established institution with over 180 years of experience, is a leading sustainable private bank with a global presence in 27 locations. They specialize in providing personalized services in investment advisory and asset management for both private and institutional clients. The institution’s success is driven by the dedication and commitment of its employees, who bring unique technical expertise, professional qualifications, and social skills to the organization. The institution is deeply committed to fostering a collaborative and entrepreneurial work environment where each employee’s contribution is valued.
We are currently seeking an experienced Compliance Officer to join the Swiss Advisory Team in Zürich. This role is critical to ensuring the institution's adherence to regulatory and statutory requirements, particularly in the area of financial crime compliance.
Key Responsibilities:
- Ensure compliance with current Swiss AML (Anti-Money Laundering) standards.
- Conduct global exposure checks of new and existing clients to identify and mitigate financial crime risks.
- Process account opening requests and KYC periodic reviews in accordance with regulatory and internal frameworks.
- Provide expert advice to client advisors on AML/CTF (Countering the Financing of Terrorism) related matters.
- Perform risk assessments, thematic reviews, and deep dives into specific compliance areas.
- Actively participate in compliance projects and support their implementation.
Ideal Candidate Profile:
- Higher education in law, economics, or a related field, or an equivalent qualification (e.g., Diploma of Advanced Studies in Compliance Management).
- 3-5 years of relevant experience in a Financial Crime Compliance Department, ideally within a Swiss bank, with a focus on complex account openings and KYC reviews.
- Strong knowledge of AML and CDB (Client Due Diligence) regulatory requirements.
- Analytical mindset with the ability to work independently and with attention to detail.
- Effective communicator and team player with a proactive attitude toward taking ownership of responsibilities.
- Solution-oriented with a pragmatic approach to working with colleagues and stakeholders both internally and externally.
- Ability to work under pressure, prioritize tasks, and make clear decisions.
- Fluency in both German and English is required.
This is an excellent opportunity to join a respected institution that values its employees and fosters a positive, high-performing work environment.